THE PATTEN GROUP, INC.

RIASEC RegisteredEst. 2013
Total AUM
$725M
Discretionary
$723M
100% of AUM
Avg account
$519K
Accounts
1,398
Employees
11
Advisory reps
7

Firm details

Headquarters
CHATTANOOGA, Tennessee
CRD number
168255
Registered since
July 29, 2013
Custodians
CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI80.37%
  • Individuals14.31%
  • Charitable Organizations2.44%
  • Pension & Profit Sharing Plans1.8%
  • Corporations / Businesses1.08%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Patten Group, Inc. is an independent registered investment adviser operating as a corporation and owner-controlled since its SEC registration in 2013. The firm serves both individual/family and institutional clients and acts as a capital allocator, blending discretionary portfolio management with financial planning and third-party manager selection. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options, reflecting flexibility for different client engagements. The adviser does not identify as an active ESG investor and is not registered as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Public Funds/Mutual Funds 39%, Cash & Cash Equivalents 5%, US Government Bonds 3%, State & Local Bonds 3%50%
  • Exchange Traded Equities50%
  • Public Funds/Mutual Funds39%
  • Cash & Cash Equivalents5%
  • US Government Bonds3%
  • State & Local Bonds3%

Contacts

3 of 7
  • Christian Johnson

    Portfolio ManagerCRD 7842820

  • KAYLA COYLE

    Client Services AssociateCRD 6311845

  • John Jones

    Research Analyst & Portfolio ManagerCRD 7960839

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 163

Active vs passive

$239M in ETFs

Passive

77%

$184M

Active

18%

$55.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES RUSSELL 1000 GROWTH ETF (IWF)BlackRockPassiveLarge Growth$10.1M23,7844.24%

Location

Primary office

CHATTANOOGA, TN

HAMILTON

Location

CHATTANOOGA, TN

Headquartered in CHATTANOOGA, TN, anchoring the Chattanooga-Cleveland-Dalton, TN-GA metro in the South.

Metro area
Chattanooga-Cleveland-Dalton, TN-GA
Region
South
County
HAMILTON
Address
832 Georgia Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth