LUPA RIA INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 2021
Total AUM
$2.2B
Discretionary
$1B
47% of AUM
Avg account
$274M
Accounts
8
Employees
12
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
314819
Registered since
December 15, 2021
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Lupa Ria Investment Management LLC is a manager focused on pooled investment vehicles, acting as sponsor, general partner and managing member on behalf of institutional clients. The firm is structured as a limited liability company and is classified as a manager of private equity and hedge fund strategies, positioning itself as a multifaceted fund manager rather than a traditional RIA serving retail households. Its advisory activity is concentrated on portfolio management for pooled vehicles and it charges a combination of asset-based and performance fees consistent with private fund economics. The firm reports an institutional client base and explicitly does not identify as an active ESG investor. Operating as a single-entity owner type, Lupa Ria’s activity centers on launching and running closed-end and pooled funds where it retains governance and sponsor roles. That operating model implies hands-on portfolio construction, capital calls, and the mechanics of private fund management (management fees, carried interest/performance fees, and GP-level decision making).

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jeffrey Palker

    Chief Compliance OfficerCRD 7404686

Contacts

2 of 2
  • Neal Donnelly

    CRD 8245051

  • James Murdoch

    FounderCRD 7404684

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
363 Lafayette St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth