Oakmont Corporation
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 112337
- Registered since
- September 3, 1992
- Custodians
- BANK OF AMERICA
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI66.6%
- Pooled Investment Vehicles21.43%
- Corporations / Businesses6.26%
- Charitable Organizations5.71%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Oakmont Corporation is an independent registered investment adviser and capital allocator that has been SEC-registered since 1992. The firm serves both individual and family clients as well as institutional accounts, and it charges a mix of percentage-of-AUM, fixed, and performance-based fees. Oakmont performs traditional advisory functions—financial planning and portfolio management for individuals, small businesses, pooled investment vehicles and institutions—and also selects and allocates to other managers. The firm is identified as a CPO/CTA and, in its capacity as sponsor or general partner, participates in managing pooled investment vehicles. Oakmont does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities28%
- Private Funds28%
- Other25%
- Non-Exchange Traded Equities13%
- Cash & Cash Equivalents5%
Owners & executives
2 of 2David Covin
Chief Financial OfficerCRD 2278485
Robert Miller
General Counsel and Chief Compliance OfficerCRD 5562589
Contacts
3 of 3Peter Carlton
PresidentCRD 6356280
Sumo Gupta
Portfolio ManagerCRD 7714988
Jonathan Day
CRD 8060467
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$36.9M in ETFs
100%
$36.9M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $36.9M | 56,725 | 100.00% |
Location
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 515 S Flower St
- Time zone
- PT (UTC-8)
- Office locations
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