RIAs: $100M – $500M AUM

7,766 RIAs in the $100M – $500M AUM range, ranked by reported regulatory assets.

Leeward Financial Partners, LLC

RIA

AUM $401MTEAM 3REPS 3

H. L. Ormond & Company, LLC

RIA

Greenville, NC

AUM $401MTEAM 7REPS 6

TAR River Wealth Planning, LLC

RIA

Louisburg, NC

AUM $401MTEAM 9REPS 5

Essential Partners LLC

RIA

Rancho Santa Fe, CA

AUM $401MTEAM 2REPS 2

ROG IX, LLC

RIA

Houston, TX

AUM $401MTEAM 43REPS 3

Insight Strategic Wealth LLC

RIA

Knoxville, TN

AUM $401MTEAM 7REPS 5

The Capital Chart Room, Ltd

RIA

Fort Worth, TX

AUM $401MTEAM 7REPS 3

Palm Peak Capital, LLC

RIA

Boca Raton, FL

AUM $401MTEAM 9REPS 4

Valuequest Advisers, LLC

RIA

New York, NY

AUM $401MTEAM 4REPS 4

Helm Capital Management

RIA

Seattle, WA

AUM $401MTEAM 1REPS 1

Cornerstone Financial Planning, LLC

RIA

Portsmouth, NH

AUM $401MTEAM 6REPS 7

Noble Wealth Management P.B.C.

RIA

Greenwood Village, CO

AUM $400MTEAM 5REPS 4

Soundcore Capital Partners, LP

RIA

New York, NY

AUM $400MTEAM 15REPS 2

Burns Matteson Capital Management, LLC

RIA

Corning, NY

AUM $400MTEAM 6REPS 7

Ticino Wealth

RIA

Mission Viejo, CA

AUM $400MTEAM 4REPS 3

Keyes, Stange & Wooten Wealth Management, LLC

RIA

Daytona Beach, FL

AUM $400MTEAM 9REPS 7

Numerixs Investment Technologies Inc

RIA

Chandler, AZ

AUM $400MTEAM 5REPS 3

MCP Advisers, LLC

RIA

Atlanta, GA

AUM $400MTEAM 3REPS 1

Golden Spark Insights

RIA

Fairfax, VA

AUM $400MTEAM 1REPS 1

Sjbenen Advisory, LLC

RIA

AUM $400MTEAM 2REPS 2

Secure Financial Management

RIA

San Antonio, TX

AUM $400MTEAM 12REPS 4

Threadgill Financial, LLC

RIA

The Woodlands, TX

AUM $399MTEAM 3REPS 2

Pioneer Wealth Management Group

RIA

Austin, TX

AUM $399MTEAM 11REPS 10

Trinity Wealth Management, LLC

RIA

Berwyn, PA

AUM $399MTEAM 7REPS 5

Other AUM ranges

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