ROG IX, LLC

RIASEC Registered
Total AUM
$401M
Discretionary
$401M
100% of AUM
Avg account
$401M
Accounts
1
Employees
43
Advisory reps
4

Firm details

Headquarters
Houston, Texas
CRD number
304142
Registered since
June 7, 2019
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

ROG IX, LLC is an institutional registered investment adviser that specializes in managing pooled investment vehicles. The firm is SEC‑registered (first registered in 2019) and operates with an owner classified as an individual. Its stated client base is institutional, and its advisory work centers on portfolio management for pooled vehicles. ROG IX, LLC also serves as sponsor/GP and managing member of pooled investment structures rather than acting strictly as a third‑party allocator. The firm charges fees as a percentage of assets under management and also employs performance‑based fees. The firm is not positioned as an active ESG investor, does not identify as a multi‑state adviser, and is not listed as a capital allocator. Its profile indicates a narrow, institutionally focused business model built around managing and sponsoring pooled investment entities.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1200 Smith St
Time zone
CT (UTC-6)
Office locations

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