ROG IX, LLC

RIASEC RegisteredEst. 2019
Total AUM
$401M
Discretionary
$401M
100% of AUM
Avg account
$401M
Accounts
1
Employees
43
Advisory reps
3

Firm details

Headquarters
HOUSTON, Texas
CRD number
304142
Registered since
June 7, 2019
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

ROG IX, LLC is an SEC-registered limited liability company that provides portfolio management for pooled investment vehicles. The firm registered with the SEC in 2019 and is owned by an individual. Its client focus is institutional investors, and it charges both a percentage-of-assets fee and performance-based fees. ROG IX is not positioned as a capital allocator and does not describe itself as a multi-state or pension consultant adviser. It is listed as a sponsor, general partner, and managing member of pooled vehicles, indicating active involvement in structuring and operating funds it advises.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • MATTHEW COCHRANE

    Chief Compliance OfficerCRD 6924686

  • SCOTT RICE

    COO & Managing PartnerCRD 6723635

Contacts

1 of 1
  • Randolph Newcomer

    Manager/MemberCRD 6723628

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
1200 Smith St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth