KA Credit Advisors II, LLC

RIASEC RegisteredEst. 2021
Total AUM
$395M
Discretionary
$395M
100% of AUM
Avg account
$395M
Accounts
1
Employees
64
Advisory reps
6

Firm details

Headquarters
Houston, Texas
CRD number
311657
Registered since
January 12, 2021
Fee structure
Percentage of AUM
Client types
  • Business Development Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

KA Credit Advisors II, LLC is an SEC-registered limited liability company that operates as an institutional registered investment adviser. Registered in 2021, the firm serves institutional clients and charges fees as a percentage of assets under management. Its stated advisory activity is portfolio management for investment companies. Regulatory and industry filings indicate the firm also functions in affiliated capacities such as broker-dealer, other investment adviser, commodity pool operator or trading adviser (CPO/CTA), and sponsor, general partner, or managing member of pooled investment vehicles. The firm does not identify as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • James Baker

    James Baker

    President, Chief Executive OfficerCRD 2930819

  • Paul Stapleton

    Paul Stapleton

    CFOCRD 4848451

  • Michael O'neil

    Michael O'neil

    Chief Compliance OfficerCRD 6043576

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Contacts

1 of 1
  • Matthew Barbabella

    Matthew Barbabella

    General CounselCRD 7521288

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
717 Texas St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth