THE CAPITAL CHART ROOM, LTD

RIASEC RegisteredEst. 2001

Total AUM

$401M

Discretionary

$399M

100% of AUM

Avg account

$1.4M

Accounts

295

Employees

Advisory reps

Firm details

Headquarters: FORT WORTH, Texas
CRD number: 117980
Registered since: December 14, 2001
Website: thecapitalchartroom.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Corporations / Businesses94.45%
HNWI4.02%
Individuals1.41%
Charitable Organizations0.13%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

The Capital Chart Room, Ltd. is an independent registered investment adviser organized as a limited partnership and operating as a capital allocator for both high-net-worth individuals/families and select institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, and the selection of other advisers, indicating a hybrid model of direct management and manager-of-managers. The ADV filings show a preference for liquid, exchange-traded instruments implemented through separately managed accounts alongside pooled vehicles such as mutual funds and annuities. The firm does not position itself as an ESG-focused advisor and is structured to deliver advisory services on a fee basis (percentage of AUM) as well as fixed-fee engagements.