RHODES INVESTMENT ADVISORS, INC.

RIASEC RegisteredEst. 2019

Total AUM

$376M

Discretionary

$185M

49% of AUM

Avg account

$462K

Accounts

815

Employees

Advisory reps

Firm details

Headquarters: FORT WORTH, Texas
CRD number: 114245
Registered since: October 18, 2019
Website: www.rhodessecurities.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Hourly Charges, Commissions
Client types: Individuals78.08%
Pension & Profit Sharing Plans21.92%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Rhodes Investment Advisors, Inc. is a corporate-structured firm operating as an insurance broker-dealer that provides both advisory and insurance brokerage services to individuals, families and institutional clients. Registered with the SEC since 2019 and owned by an individual, the firm offers financial planning, portfolio management for individuals and small businesses as well as for businesses or institutions, and also performs selection-of-other-advisers work. Revenue is generated through a mix of percentage-of-AUM fees, hourly charges and commissionable product sales. Rhodes identifies as a capital allocator, working with third-party managers rather than acting solely as a product distributor. The firm does not list ESG as an active investing priority.