Rhodes Investment Advisors, Inc.

RIASEC RegisteredEst. 2019

Total AUM

$376M

Discretionary

$185M

49% of AUM

Avg account

$462K

Accounts

815

Employees

Advisory reps

Firm details

Headquarters: Fort Worth, Texas
CRD number: 114245
Registered since: October 18, 2019
Website: www.rhodessecurities.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Hourly Charges, Commissions
Client types: Individuals78.08%
Pension & Profit Sharing Plans21.92%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Rhodes Investment Advisors, Inc. is a small, SEC-registered corporate RIA that began registration in 2019 and is owned by an individual. The firm serves both individual/family and institutional clients and provides a mix of financial planning, portfolio management for individuals, small businesses and institutions, and manager selection services. Rhodes also operates as an insurance broker, and its business model combines advisory fees (percentage of AUM and hourly) with commission-based revenue. The firm identifies as a capital allocator and does not list active ESG investing as part of its approach. It uses third-party managers for certain allocations and offers both discretionary and non-discretionary management options. Rhodes reports relationships with broker-dealers and insurance companies as industry affiliations.