SWMG, LLC

RIASEC RegisteredEst. 2019
Total AUM
$430M
Discretionary
$425M
99% of AUM
Avg account
$261K
Accounts
1,652
Employees
19
Advisory reps
6

Firm details

Headquarters
FORT WORTH, Texas
CRD number
166688
Registered since
July 3, 2019
Custodians
PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI76.76%
  • Individuals23.24%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Swmg, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm is owned by an individual and focuses on serving individual and family clients. Its advisory scope emphasizes financial planning, portfolio management for individuals and small businesses, and client education through seminars and workshops. Fee arrangements include asset-based fees as well as hourly and fixed-fee engagements. Swmg is not positioned as a capital allocator and does not identify as an active ESG investor. It does not operate as a multi-state adviser or pension consultant, and it is not reported as a related adviser. The firm lists an affiliation with an insurance company, which may influence product access or distribution for certain insurance-based solutions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 78%, US Government Bonds 18%, Public Funds/Mutual Funds 4%78%
  • Exchange Traded Equities78%
  • US Government Bonds18%
  • Public Funds/Mutual Funds4%

Owners & executives

2 of 2
  • JOSHUA STRITTMATTER

    CEO and Chief Investment OfficerCRD 4617567

  • STEWART LEAFBLAD

    Chief Compliance OfficerCRD 2765315

Contacts

3 of 4
  • David Thurber

    Investment Advisor RepresentativeCRD 8055191

  • Kory Morawietz

    Personal Wealth ManagerCRD 7132419

  • Brian Keller

    VP, OperationsCRD 5619480

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 101

Active vs passive

$384M in ETFs

Passive

79%

$301M

Active

15%

$82.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$65M99,55616.94%

Location

Primary office

FORT WORTH, TX

TARRANT

Location

FORT WORTH, TX

Headquartered in FORT WORTH, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
TARRANT
Address
3343 Locke Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth