ZOE SECURITIES LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
326979
Registered since
April 16, 2024

Firm profile

FINTRX

Overview

ZOE Securities LLC is organized as a Limited Liability Company and is listed as an SEC-registered adviser with a 2024 registration year. The ownership structure is recorded as a combination of a domestic entity and an individual. The firm's regulatory classification is reported as unclassified. The dataset provides only a limited operational profile: ZOE Securities is not identified as a capital allocator, is not marked as an active ESG investor, and it is not registered as a multi-state adviser, pension consultant, or related adviser. No descriptive details about the firm's advisory activities, business lines, client segments, or fee arrangements are included in the available record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • ROSS MARLIN

    Chief Compliance OfficerCRD 6931826

Contacts

3 of 6
  • RAJESH GAUR

    Vice President, Investment SolutionsCRD 5737107

  • PHYLLIS CHIN

    FinOpCRD 6250921

  • Sarah Miller

    Client Success ManagerCRD 8209092

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
666 3rd Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth