ZOE SECURITIES LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 326979
- Registered since
- April 16, 2024
Firm profile
FINTRXOverview
ZOE Securities LLC is organized as a Limited Liability Company and is listed as an SEC-registered adviser with a 2024 registration year. The ownership structure is recorded as a combination of a domestic entity and an individual. The firm's regulatory classification is reported as unclassified. The dataset provides only a limited operational profile: ZOE Securities is not identified as a capital allocator, is not marked as an active ESG investor, and it is not registered as a multi-state adviser, pension consultant, or related adviser. No descriptive details about the firm's advisory activities, business lines, client segments, or fee arrangements are included in the available record.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1ROSS MARLIN
Chief Compliance OfficerCRD 6931826
Contacts
3 of 6RAJESH GAUR
Vice President, Investment SolutionsCRD 5737107
PHYLLIS CHIN
FinOpCRD 6250921
Sarah Miller
Client Success ManagerCRD 8209092
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 666 3rd Ave
- Time zone
- ET (UTC-5)
- Office locations
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