GALAXY SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2025
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
330599
Registered since
February 27, 2025

Firm profile

FINTRX

Overview

Galaxy Securities, LLC is organized as a limited liability company and appears in SEC records with a registration year of 2025. Ownership is listed as a combination of a foreign entity and an individual. The firm is classified as "Unclassified" in the available snapshot and is not identified as a capital allocator. The dataset flags the firm as not active on ESG, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. Publicly available entries for Galaxy Securities provide very little operational detail. The firm has not reported a client base, fee model, specific business activities, or advisory offerings in the data provided, so its investment focus, target client segments, and service lines cannot be discerned from this source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Robert Rico

    Chief Accounting OfficerCRD 6613472

  • THOMAS HARROP

    Chief Risk OfficerCRD 4794173

  • Douglas Preveza

    Chief Compliance OfficerCRD 2692333

Contacts

3 of 10
  • FRANK PETES FALCO

    Compliance OfficerCRD 5146558

  • Jason Urban

    Global Head of TradingCRD 4075584

  • Matthew Fiacco

    DirectorCRD 7868130

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 N End Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth