Galaxy Securities, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 330599
- Registered since
- February 27, 2025
Firm profile
FINTRXOverview
Galaxy Securities, LLC is organized as a limited liability company and is recorded as an SEC registrant in 2025. Ownership is identified as a combination of a foreign entity and an individual. Public profile fields classify the firm as "Unclassified" and list several negative flags — the firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not designated as a multi-state adviser, pension consultant, or related adviser. Available filings and the firm's snapshot provide limited detail about its specific advisory business lines, fee model, or client segments.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3
Robert Rico
Chief Accounting OfficerCRD 6613472

Thomas Harrop
Chief Risk OfficerCRD 4794173

Douglas Preveza
Chief Compliance OfficerCRD 2692333
Contacts
3 of 11Frank Petes Falco
Compliance OfficerCRD 5146558

Jason Urban
Global Head of TradingCRD 4075584

Matthew Fiacco
DirectorCRD 7868130
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1 N End Ave
- Time zone
- ET (UTC-5)
- Office locations
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