Galaxy Securities, LLC

Broker-DealerFINRA MemberEst. 2025
Total AUM
Advisory reps
14
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
330599
Registered since
February 27, 2025

Firm profile

FINTRX

Overview

Galaxy Securities, LLC is organized as a limited liability company and is recorded as an SEC registrant in 2025. Ownership is identified as a combination of a foreign entity and an individual. Public profile fields classify the firm as "Unclassified" and list several negative flags — the firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not designated as a multi-state adviser, pension consultant, or related adviser. Available filings and the firm's snapshot provide limited detail about its specific advisory business lines, fee model, or client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Robert Rico

    Robert Rico

    Chief Accounting OfficerCRD 6613472

  • Thomas Harrop

    Thomas Harrop

    Chief Risk OfficerCRD 4794173

  • Douglas Preveza

    Douglas Preveza

    Chief Compliance OfficerCRD 2692333

Contacts

3 of 11
  • Frank Petes Falco

    Compliance OfficerCRD 5146558

  • Jason Urban

    Jason Urban

    Global Head of TradingCRD 4075584

  • Matthew Fiacco

    Matthew Fiacco

    DirectorCRD 7868130

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 N End Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth