Galaxy Securities, LLC

Broker-DealerFINRA Member

Total AUM

—

Advisory reps

15

Avg account

$0

Firm details

Headquarters: New York, New York
CRD number: 330599
Registered since: February 27, 2025

Firm profile

FINTRX

Overview

Galaxy Securities, LLC is organized as a limited liability company with ownership split between a foreign entity and an individual. The firm is classified in the dataset as "Unclassified" and is not identified as a capital allocator, ESG investor, multi-state adviser, pension consultant, or related adviser. The available records do not include a description of its advisory services, fee structure, or target client segments.

Assets & Accounts

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 3

Thomas Harrop
Chief Risk OfficerCRD 4794173
Robert Rico
Chief Accounting OfficerCRD 6613472
Douglas Preveza
Chief Compliance OfficerCRD 2692333

Contacts

3 of 12

Patrick Roach
Principal Financial OfficerCRD 2296361
Nicholas Cox
Registered RepresentativeCRD 4688176
Michael Harvey
Managing DirectorCRD 4863310

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 1 N End Ave
Time zone: ET (UTC-5)
Office locations

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AUM —REPS 347

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