WMG Financial Advisors, LLC
Firm details
- Headquarters
- Knoxville, Tennessee
- CRD number
- 285824
- Registered since
- June 4, 2019
- Website
- www.wmgfinancialadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI52.36%
- Pension & Profit Sharing Plans31.76%
- Individuals13.09%
- Pooled Investment Vehicles2.75%
- Charitable Organizations0.04%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
WMG Financial Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2019. The firm is owned by an individual and positions itself as a capital allocator that serves both individual & family clients and institutional accounts. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Advisory services span financial planning and portfolio management for individuals, small businesses, pooled investment vehicles, and institutions. The firm also provides pension consulting services and assists with selection of other advisers. WMG is not identified as an active ESG investor and is not listed as a multi-state adviser in the source data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities23%
- Cash & Cash Equivalents14%
- Private Funds2%
Owners & executives
2 of 2Elizabeth DeWan
Chief Compliance OfficerCRD 5594340
D Bergner
Managing Member And Chief Compliance OfficerCRD 1994381
Contacts
3 of 13
Luann Jarnagin
Director of Retirement PlansCRD 5686047
Jason Witcher
Investment Adviser RepresentativeCRD 5825757
Rachael Holcomb
Investment Adviser RepresentativeCRD 5880207
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 52Active vs passive
$223M in ETFs
17%
$36.9M
77%
$187M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| AVANTIS US EQUITY ETF (AVUS) | Avantis | Active | Large Blend | $64.9M | 506,461 | 29.03% |
Location
Knoxville, TN
Knox
Location
Knoxville, TN
Headquartered in Knoxville, TN, anchoring the Knoxville-Morristown-Sevierville, TN metro in the South.
- Metro area
- Knoxville-Morristown-Sevierville, TN
- Region
- South
- County
- Knox
- Address
- 620 Mabry Hood Rd
- Time zone
- CT (UTC-6)
- Office locations
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