WMG FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2019
Total AUM
$694M
Discretionary
$488M
70% of AUM
Avg account
$419K
Accounts
1,654
Employees
18
Advisory reps
16

Firm details

Headquarters
KNOXVILLE, Tennessee
CRD number
285824
Registered since
June 4, 2019
Website
www.wmgfinancialadvisors.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI52.36%
  • Pension & Profit Sharing Plans31.76%
  • Individuals13.09%
  • Pooled Investment Vehicles2.75%
  • Charitable Organizations0.04%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

WMG Financial Advisors, LLC is an independent, SEC-registered registered investment adviser formed in 2019 that positions itself as a capital allocator for both individual/family and institutional clients. The firm offers fee arrangements that include AUM-based fees, hourly charges, and fixed fees, and provides a broad set of advisory services: financial planning, discretionary and nondiscretionary portfolio management for individuals, small businesses, pooled investment vehicles and institutions, pension consulting, and selection of other advisers. The firm does not identify as an active ESG investor and reports owner-type as individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 61%, Exchange Traded Equities 23%, Cash & Cash Equivalents 14%, Private Funds 2%61%
  • Public Funds/Mutual Funds61%
  • Exchange Traded Equities23%
  • Cash & Cash Equivalents14%
  • Private Funds2%

Owners & executives

2 of 2

  • D BERGNER

    Managing Member And Chief Compliance OfficerCRD 1994381

  • Elizabeth DeWan

    Chief Compliance OfficerCRD 5594340

Contacts

3 of 14

  • JACKSON PALMER

    Investment Adviser RepresentativeCRD 2850120

  • LUANN JARNAGIN

    Director of Retirement PlansCRD 5686047

  • Rae Haulk Davis

    PartnerCRD 2208056

Unlock 11 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 47

Active vs passive

$198M in ETFs

Passive

16%

$32.1M

Active

78%

$166M

ETFProviderStyleCategoryValueShares% of portfolio
AVANTIS US EQUITY ETF (AVUS)AvantisActiveLarge Blend$55.8M501,50928.15%
Unlock additional holdings →

Location

Primary office

KNOXVILLE, TN

KNOX

Location

KNOXVILLE, TN

Headquartered in KNOXVILLE, TN, anchoring the Knoxville-Morristown-Sevierville, TN metro in the South.

Metro area
Knoxville-Morristown-Sevierville, TN
Region
South
County
KNOX
Address
620 Mabry Hood Rd
Time zone
CT (UTC-6)
Office locations

Similar firms

COGENTBLUE

RIA

KNOXVILLE, TN

AUM $606MTEAM 5REPS 5

PROFFITT & GOODSON INC.

RIA

KNOXVILLE, TN

AUM $798MTEAM 9REPS 6

BROGAN FINANCIAL

RIA

KNOXVILLE, TN

AUM $577MTEAM 31REPS 7

LEADING EDGE FINANCIAL PLANNING LLC

RIA

KNOXVILLE, TN

AUM $522MTEAM 15REPS 8

PYA WALTMAN CAPITAL, LLC

RIA

KNOXVILLE, TN

AUM $1BTEAM 17REPS 12

NBZ INVESTMENT ADVISORS, LLC

RIA

KNOXVILLE, TN

AUM $431MTEAM 7REPS 8
More RIAs in KNOXVILLE →All Tennessee RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth