WMG Financial Advisors, LLC

RIASEC RegisteredEst. 2019

Total AUM

$694M

Discretionary

$488M

70% of AUM

Avg account

$419K

Accounts

1,654

Employees

Advisory reps

Firm details

Headquarters: Knoxville, Tennessee
CRD number: 285824
Registered since: June 4, 2019
Website: www.wmgfinancialadvisors.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI52.36%
Pension & Profit Sharing Plans31.76%
Individuals13.09%
Pooled Investment Vehicles2.75%
Charitable Organizations0.04%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

WMG Financial Advisors, LLC is an independent, owner-operated registered investment adviser formed as an LLC and registered with the SEC in 2019. The firm serves both individual and family clients as well as institutional clients and offers a mix of financial planning and portfolio management services. Its advisory scope includes discretionary and non-discretionary portfolio management for individuals, small businesses, pooled investment vehicles, and institutions, along with pension consulting and selecting sub-advisers. WMG charges clients via a combination of percentage-of-AUM fees and non-AUM billing (hourly and fixed fees). The firm identifies itself as a capital allocator and uses third-party managers for some alternative exposures. It does not characterize itself as an active ESG investor.