LEADING EDGE FINANCIAL PLANNING LLC

RIASEC RegisteredEst. 2021
Total AUM
$522M
Discretionary
$522M
100% of AUM
Avg account
$311K
Accounts
1,678
Employees
15
Advisory reps
8

Firm details

Headquarters
KNOXVILLE, Tennessee
CRD number
277149
Registered since
March 1, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI80.46%
  • Individuals19.54%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Leading Edge Financial Planning LLC is an independent, SEC-registered registered investment adviser organized as an LLC and owned by an individual. The firm focuses on fee-based relationships charging a percentage of assets under management and serves individual and family clients as well as small-business owners. Its core services are comprehensive financial planning and portfolio management for individuals and small businesses. The firm does not position itself as an ESG investor and is not characterized as a multi-state adviser in the source data. An accounting industry affiliation is noted.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 96%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Public Funds/Mutual Funds 1%, Cash & Cash Equivalents 1%96%
  • Exchange Traded Equities96%
  • Non-Exchange Traded Equities1%
  • US Government Bonds1%
  • Public Funds/Mutual Funds1%
  • Cash & Cash Equivalents1%

Contacts

3 of 8
  • Jason Reagan

    Financial AdvisorCRD 6293199

  • Mark Covell

    Financial PlannerCRD 7308356

  • KEVIN GORMLEY

    PrincipalCRD 5921812

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 69

Active vs passive

$572M in ETFs

Passive

25%

$142M

Active

50%

$430M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$70M914,70212.23%

Location

Primary office

KNOXVILLE, TN

KNOX

Location

KNOXVILLE, TN

Headquartered in KNOXVILLE, TN, anchoring the Knoxville-Morristown-Sevierville, TN metro in the South.

Metro area
Knoxville-Morristown-Sevierville, TN
Region
South
County
KNOX
Address
6921 Office Park Cir
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth