PYA WALTMAN CAPITAL, LLC

RIASEC RegisteredEst. 2005

Total AUM

$1B

Discretionary

$761M

76% of AUM

Avg account

$658K

Accounts

1,528

Employees

Advisory reps

Firm details

Headquarters: KNOXVILLE, Tennessee
CRD number: 137283
Registered since: December 9, 2005
Website: pyawaltman.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI61.22%
Charitable Organizations18.37%
Pension & Profit Sharing Plans13.25%
Individuals6.53%
Corporations / Businesses0.64%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

PYA Waltman Capital, LLC is an independent registered investment adviser formed in 2005 and organized as an LLC under individual ownership. The firm positions itself as a capital allocator serving both individual and family clients as well as institutional relationships. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and the selection of outside advisers. Fee arrangements are flexible and include percentage-of-AUM fees, hourly and fixed-fee engagements, and performance-based fees. Regulatory filings indicate the firm is not registered as a multi-state adviser; it does maintain multiple offices across more than one state. The firm was named to FA Magazine’s Top RIA Firms list in 2020.