PROFFITT & GOODSON INC.
Firm details
- Headquarters
- KNOXVILLE, Tennessee
- CRD number
- 105278
- Registered since
- November 7, 1986
- Website
- www.proffittgoodson.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Other
- Client types
- HNWI90.65%
- Individuals3.88%
- Charitable Organizations3.48%
- Pension & Profit Sharing Plans1.93%
- Corporations / Businesses0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Proffitt & Goodson Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 1986. The firm serves both individual and family clients as well as institutional clients, offering financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Its billing mixes asset-based fees with hourly charges and other fee arrangements. Proffitt & Goodson is not positioned as a capital allocator or active ESG investor and is not described as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds80%
- Exchange Traded Equities10%
- State & Local Bonds4%
- US Government Bonds3%
- Investment Grade Corp Bonds1%
Contacts
3 of 6Neil Goodson
Portfolio ManagerCRD 6762893
JAMES PROFFITT
Founder and PrincipalCRD 4342210
DAVID GOODSON
Co-Founder, Managing Director, Investment AdvisorCRD 1186819
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 129Active vs passive
$649M in ETFs
100%
$646M
1%
$3.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $106M | 176,697 | 16.27% |
Location
KNOXVILLE, TN
KNOX
Location
KNOXVILLE, TN
Headquartered in KNOXVILLE, TN, anchoring the Knoxville-Morristown-Sevierville, TN metro in the South.
- Metro area
- Knoxville-Morristown-Sevierville, TN
- Region
- South
- County
- KNOX
- Address
- 4800 Old Kingston Pike
- Time zone
- CT (UTC-6)
- Office locations
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