WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.
Firm details
- Headquarters
- BRISTOL, Connecticut
- CRD number
- 226535
- Registered since
- December 11, 2020
- Website
- www.williamjosephcapital.com
- Custodians
- ASSETMARK TRUST CO., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- Individuals58.64%
- HNWI41.36%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
William Joseph Capital Management, Inc. is an independent, SEC-registered registered investment adviser organized as a corporation and established in 2020. The firm positions itself as a capital allocator serving individual and family clients, combining financial planning and portfolio management for individuals and small businesses with a practice of selecting sub-advisers when appropriate. Its business activities extend beyond investment advice to include insurance brokerage and accounting services, and its billing arrangements include a percentage-of-AUM fee model alongside hourly, fixed-fee, and other charge structures.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities39%
- Public Funds/Mutual Funds32%
- Investment Grade Corp Bonds23%
- Cash & Cash Equivalents3%
- Other3%
Owners & executives
2 of 2MATTHEW SWEENEY
Managing Partner and Chief Investment OfficerCRD 5705171
NICHOLE BOLMGREN
Chief Financial OfficerCRD 8133329
Contacts
3 of 27Alexander Rascionato
Investment Advisor RepresentativeCRD 7376646
Talie Cyr
Investment Advisor RepresentativeCRD 7833230
Morgan Marx
Co-Founder & Managing PartnerCRD 6595524
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
BRISTOL, CT
HARTFORD
Location
BRISTOL, CT
Headquartered in BRISTOL, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- HARTFORD
- Address
- 210 Redstone Hill Rd
- Time zone
- ET (UTC-5)
- Office locations
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