COMPASS WEALTH MANAGEMENT LLC
Firm details
- Headquarters
- GUILFORD, Connecticut
- CRD number
- 106289
- Registered since
- February 14, 1997
- Website
- compasswealthmanagement.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI85.08%
- Individuals11.37%
- Charitable Organizations2.54%
- Pension & Profit Sharing Plans1.01%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Compass Wealth Management LLC is an independent, SEC-registered registered investment adviser that has operated since 1997. The firm is organized as an LLC and is owned by an individual. Its client mix includes individuals and families as well as some institutional relationships. Compensation comes through a mix of percentage-of-assets and fixed fees. The firm lists its core advisory activities as financial planning and portfolio management for individuals and small businesses. It is not identified as an active ESG investor and is not flagged as a multi-state adviser in the snapshot data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities72%
- Investment Grade Corp Bonds9%
- Cash & Cash Equivalents7%
- US Government Bonds5%
- Non-Investment Grade Corp Bonds4%
Contacts
3 of 6JASON BEAR
PresidentCRD 5768783
RADFORD BROGDEN
Head of Financial PlanningCRD 5335401
CAROLYN MATTHES
Co-Founder and Senior Portfolio ManagerCRD 1357299
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 13Active vs passive
$82.7M in ETFs
84%
$69.3M
0%
$13.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $22.4M | 116,864 | 27.10% |
Location
GUILFORD, CT
NEW HAVEN
Location
GUILFORD, CT
Headquartered in GUILFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW HAVEN
- Address
- 10 Water St
- Time zone
- ET (UTC-5)
- Office locations
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