MONTE FINANCIAL GROUP, LLC
Firm details
- Headquarters
- GUILFORD, Connecticut
- CRD number
- 150119
- Registered since
- June 4, 2009
- Website
- www.montefinancialgroup.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI78.09%
- Individuals20.72%
- Charitable Organizations1.18%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Monte Financial Group, LLC is an independent, owner-operated registered investment adviser that has been SEC-registered since 2009. The firm serves individual and family clients and combines financial planning with portfolio management for individuals and small businesses. It also acts as a capital allocator and hires or selects third-party managers on behalf of clients. Fee arrangements include a percentage-of-AUM model as well as hourly and fixed-fee engagements. Monte Financial Group identifies as an active ESG investor, which suggests environmental, social, and governance considerations are incorporated into either manager selection, security selection, or both.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities58%
- US Government Bonds27%
- Cash & Cash Equivalents10%
- Investment Grade Corp Bonds2%
- Public Funds/Mutual Funds2%
Contacts
3 of 6Benjamin Monte
Portfolio SpecialistCRD 7274760
ROBERT MONTE
President and FounderCRD 1259890
WILLIAM LEETE
Wealth AdvisorCRD 2400776
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 12Active vs passive
$5.7M in ETFs
100%
$5.7M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $925K | 4,822 | 16.25% |
Location
GUILFORD, CT
NEW HAVEN
Location
GUILFORD, CT
Headquartered in GUILFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW HAVEN
- Address
- 30 Long Hill Rd
- Time zone
- ET (UTC-5)
- Office locations
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