DRAKE CAPITAL ADVISORS LLC

RIASEC RegisteredEst. 2006
Total AUM
$713M
Discretionary
$713M
100% of AUM
Avg account
$79.3M
Accounts
9
Employees
5
Advisory reps
3

Firm details

Headquarters
OLD GREENWICH, Connecticut
CRD number
136716
Registered since
January 26, 2006
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles40.14%
  • Other37.63%
  • Corporations / Businesses22.23%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Drake Capital Advisors LLC is a privately held limited liability company that has been SEC-registered since 2006 and operates as a hedge fund manager. The firm is owned by an individual and targets institutional clients. Its regulatory and operational posture includes commodity pool operator/commodity trading advisor (CPO/CTA) activity and serving as sponsor, general partner, or managing member for pooled investment vehicles. Advisory services span portfolio management for pooled vehicles, businesses and institutions, and for individuals or small businesses. The firm also performs selection-of-adviser duties, indicating it both manages assets directly and allocates to or oversees other managers. Its fee model combines a percentage of assets under management with performance-based fees and other fee arrangements. Drake Capital is not identified as an active ESG investor and is not structured as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 100%, Cash & Cash Equivalents 1%100%
  • Private Funds100%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • KUO-CHAN CHEN

    Chief Financial OfficerCRD 6032146

Contacts

2 of 2
  • DAVID MACFARLANE

    Managing DirectorCRD 5017377

  • RAY GUSTIN

    Managing DirectorCRD 2172235

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

OLD GREENWICH, CT

FAIRFIELD

Location

OLD GREENWICH, CT

Headquartered in OLD GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
53 Forest Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth