HIGHLAND PEAK CAPITAL, LLC

RIASEC RegisteredEst. 2022
Total AUM
$333M
Discretionary
$333M
100% of AUM
Avg account
$41.6M
Accounts
8
Employees
5
Advisory reps
3

Firm details

Headquarters
OLD GREENWICH, Connecticut
CRD number
306304
Registered since
August 3, 2022
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles71.32%
  • State / Municipal Government28.68%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Highland Peak Capital, LLC is an SEC-registered limited liability company that began formal registration in 2022 and operates as a hedge fund manager targeting institutional investors. The firm is owned by an individual and charges a combination of asset-based and performance fees. Its regulatory and operating footprint centers on pooled investment vehicles: Highland Peak carries out portfolio management for such vehicles and functions in roles consistent with a CPO/CTA and as sponsor, general partner or managing member for funds it controls. Investment policy is centered on active, non-ESG strategies; the firm is not identified as an active ESG investor. Its client mix and product design reflect a pooled, institutional orientation rather than individual retail advisory.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Cash & Cash Equivalents 46%54%
  • Exchange Traded Equities54%
  • Cash & Cash Equivalents46%

Owners & executives

1 of 1
  • CRAIG MARSHAL

    Chief Financial OfficerCRD 6025570

Contacts

2 of 2
  • GRAHAM MORRIS

    Managing MemberCRD 3256221

  • Seth Kirner

    Senior AnalystCRD 7527289

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

OLD GREENWICH, CT

FAIRFIELD

Location

OLD GREENWICH, CT

Headquartered in OLD GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
53 Forest Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth