Highland Peak Capital, LLC

RIASEC Registered
Total AUM
$333M
Discretionary
$333M
100% of AUM
Avg account
$41.6M
Accounts
8
Employees
4
Advisory reps
2

Firm details

Headquarters
Old Greenwich, Connecticut
CRD number
306304
Registered since
August 3, 2022
Website
www.highlandpeakcapital.com
Custodians
J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles71.32%
  • State / Municipal Government28.68%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Highland Peak Capital, LLC is an SEC-registered hedge fund adviser (registered in 2022) organized as a limited liability company and owned by an individual. The firm serves institutional clients and operates as a manager of pooled investment vehicles, acting in roles that include CPO/CTA and sponsor/GP/managing member of pooled vehicles. Its compensation includes both asset-based and performance fees, consistent with active hedge fund strategies. Highland Peak does not position itself as an ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Cash & Cash Equivalents 37%62%
  • Exchange Traded Equities62%
  • Cash & Cash Equivalents37%

Owners & executives

1 of 1
  • Craig Marshal

    Craig Marshal

    Chief Financial OfficerCRD 6025570

Contacts

1 of 1

  • Graham Morris

    Managing MemberCRD 3256221

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Old Greenwich, CT

Fairfield

Location

Old Greenwich, CT

Headquartered in Old Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
53 Forest Ave
Time zone
ET (UTC-5)
Office locations

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