HFM WEALTH MANAGEMENT

RIASEC RegisteredEst. 1989

Total AUM

$700M

Discretionary

$698M

100% of AUM

Avg account

$3.8M

Accounts

185

Employees

Advisory reps

Firm details

Headquarters: WEST HARTFORD, Connecticut
CRD number: 105039
Registered since: February 6, 1989
Website: www.hfmonline.com
Custodians: CHARLES SCHWAB & CO., INC., WILMINGTON TRUST INVESTMENT MANAGEMENT, LLC, U.S. BANK, N.A.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI42.58%
Individuals27.88%
Banking / Thrift Institutions27.6%
Pension & Profit Sharing Plans1.06%
Charitable Organizations0.74%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

HFM Wealth Management is an independent registered investment advisor that acts as a capital allocator for both individual/family and institutional clients. The firm combines traditional wealth management and financial planning with portfolio management for individuals, small businesses and institutional clients, and it also publishes periodicals and runs educational seminars. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements, and the firm explicitly works with outside managers when appropriate. Investment activity shows a heavy reliance on pooled public funds and mutual funds as the single largest portfolio sleeve, while the firm's 13F filing reveals a meaningful allocation to a core bond ETF, indicating a deliberate allocation to fixed income alongside equity exposure. HFM is not positioned as an ESG-first advisor. Its profile lists pension consulting services among its advisory offerings, and it engages third‑party managers and selections as part of its toolkit for delivering diversified solutions.