HFM Wealth Management

RIASEC Registered

Total AUM

$700M

Discretionary

$698M

100% of AUM

Avg account

$3.8M

Accounts

185

Employees

Advisory reps

Firm details

Headquarters: West Hartford, Connecticut
CRD number: 105039
Registered since: February 6, 1989
Website: www.hfmonline.com
Custodians: CHARLES SCHWAB & CO., INC., WILMINGTON TRUST INVESTMENT MANAGEMENT, LLC, U.S. BANK, N.A.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI42.58%
Individuals27.88%
Banking / Thrift Institutions27.6%
Pension & Profit Sharing Plans1.06%
Charitable Organizations0.74%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

HFM Wealth Management is an independent, privately owned registered investment adviser organized as a corporation. The firm is registered with the SEC (initial registration recorded in 1989) and positions itself as a capital allocator for both individual/family and institutional clients. Its advisory offerings combine financial planning with discretionary portfolio management for individuals, small businesses, and institutional/business clients, plus services such as pension consulting, selection of outside advisers, and investor education through publications and seminars. Fee arrangements are flexible and include percentage-of-AUM billing as well as fixed-fee and hourly engagements. The firm indicates active use of third-party managers and selection-of-advisers capabilities rather than an ESG-focused investment approach; it does not identify as an active ESG investor.