RMC Investment Advisors
Firm details
- Headquarters
- West Hartford, Connecticut
- CRD number
- 104674
- Registered since
- August 24, 1984
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, FIFTH THIRD SECURITIES, INC., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI74.44%
- Corporations / Businesses13.77%
- Individuals6.39%
- Charitable Organizations3.89%
- State / Municipal Government0.82%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
RMC Investment Advisors is an independent, privately owned investment adviser organized as a corporation and registered with the SEC in 1984. The firm manages portfolios for high-net-worth individuals and families as well as institutional clients, charging fees based on a percentage of assets under management. Its primary advisory work is discretionary portfolio management for individuals/small businesses and for businesses or institutional accounts. RMC does not describe itself as an active ESG investor and does not appear to operate as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities73%
- Investment Grade Corp Bonds10%
- State & Local Bonds9%
- Cash & Cash Equivalents7%
- US Government Bonds1%
Owners & executives
1 of 1
Michael Herlihy
President, CEOCRD 2220862
Contacts
3 of 6
William Herlihy
VP, Director of ResearchCRD 5944206
Alana Pezzuti
Research AnalystCRD 6448025
Carter Dizes
Portfolio AnalystCRD 7326790
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 26Active vs passive
$21.7M in ETFs
97%
$21.1M
2%
$652K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD MATERIALS INDEX FUND (VAW) | Vanguard | Passive | Natural Resources | $5.1M | 22,313 | 23.49% |
Location
West Hartford, CT
Hartford
Location
West Hartford, CT
Headquartered in West Hartford, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 643 Prospect Ave
- Time zone
- ET (UTC-5)
- Office locations
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