WHIPPLEWOOD ADVISORS, LLC
Firm details
- Headquarters
- LITTLETON, Colorado
- CRD number
- 282860
- Registered since
- October 2, 2020
- Website
- whipplewoodcpas.com
- Custodians
- SEI INVESTMENTS DISTRIBUTION CO.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI89.55%
- Individuals9.16%
- Corporations / Businesses1.1%
- Charitable Organizations0.18%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Whipplewood Advisors, LLC is an independent, owner-operated registered investment adviser that came under SEC registration in 2020. The firm serves both individual and family clients as well as institutional relationships and operates as a capital allocator—selecting and placing capital with third-party managers in addition to managing client portfolios directly. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and the selection of other advisers. Fees are charged on a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Whipplewood does not identify as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds35%
- Cash & Cash Equivalents30%
- Exchange Traded Equities28%
- Other5%
- State & Local Bonds1%
Owners & executives
1 of 1RICHARD WHIPPLE
CEOCRD 5041903
Contacts
3 of 4Saxon Swindler
AssociateCRD 7192651
MONA FEELEY
PartnerCRD 6233075
JOSEPH HUBBARD
Invesment Advisor RepresentativeCRD 2128362
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 137Active vs passive
$120M in ETFs
35%
$41.5M
53%
$78.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JANUS HENDERSON AAA CLO ETF (JAAA) | Janus Henderson | Active | Ultrashort Bond | $17.3M | 343,726 | 14.40% |
Location
LITTLETON, CO
JEFFERSON
Location
LITTLETON, CO
Headquartered in LITTLETON, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- JEFFERSON
- Address
- 11852 Shaffer Dr
- Time zone
- MT (UTC-7)
- Office locations
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