Capital Financial Group, Inc.
Firm details
- Headquarters
- Littleton, Colorado
- CRD number
- 111709
- Registered since
- August 28, 2019
- Website
- www.cfgfinancialplanning.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI61.96%
- Individuals31.74%
- Pension & Profit Sharing Plans6.06%
- Corporations / Businesses0.24%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Capital Financial Group, Inc. is an independent, corporation-format registered investment adviser that has been SEC-registered since 2019. The firm charges fees based on a percentage of assets under management and serves both individual and family clients as well as institutional accounts. Its advisory services include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm does not identify as an active ESG investor and is not structured as a capital allocator; instead it incorporates third-party vehicles and managers into client portfolios.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities31%
- Cash & Cash Equivalents6%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 50Active vs passive
$178M in ETFs
53%
$94.9M
28%
$83.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $16.6M | 184,565 | 9.29% |
Location
Littleton, CO
Jefferson
Location
Littleton, CO
Headquartered in Littleton, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Jefferson
- Address
- 13986 W Bowles Ave
- Time zone
- MT (UTC-7)
- Office locations
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