CAPITAL FINANCIAL GROUP, INC.

RIASEC RegisteredEst. 2019
Total AUM
$237M
Discretionary
$219M
92% of AUM
Avg account
$356K
Accounts
667
Employees
5
Advisory reps
4

Firm details

Headquarters
LITTLETON, Colorado
CRD number
111709
Registered since
August 28, 2019
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM
Client types
  • HNWI61.96%
  • Individuals31.74%
  • Pension & Profit Sharing Plans6.06%
  • Corporations / Businesses0.24%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Capital Financial Group, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered since 2019. The firm is owned by an individual and serves both individual/family and institutional clients. Its advisory work centers on financial planning, portfolio management for individuals and small businesses, and pension consulting. Fees are charged as a percentage of assets under management. The firm does not identify as an active ESG investor and is not positioned as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 61%, Exchange Traded Equities 31%, Cash & Cash Equivalents 6%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%, Private Funds 1%61%
  • Public Funds/Mutual Funds61%
  • Exchange Traded Equities31%
  • Cash & Cash Equivalents6%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • ALEXANDER LEONIDA

    Chief Executive OfficerCRD 5429993

Contacts

3 of 3
  • Brooks Adams

    Investment AnalystCRD 8186491

  • AMEL GUIGLI

    Investment Advisor RepresentativeCRD 715323

  • Leah Kautz

    Operations ManagerCRD 6599978

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 50

Active vs passive

$164M in ETFs

Passive

54%

$87.7M

Active

26%

$75.9M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$17M222,52010.41%

Location

Primary office

LITTLETON, CO

JEFFERSON

Location

LITTLETON, CO

Headquartered in LITTLETON, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
JEFFERSON
Address
13986 W Bowles Ave
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth