TUCKER ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2016
Total AUM
$604M
Discretionary
$532M
88% of AUM
Avg account
$188K
Accounts
3,217
Employees
80
Advisory reps
63

Firm details

Headquarters
LITTLETON, Colorado
CRD number
174844
Registered since
January 13, 2016
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals71.02%
  • HNWI17.08%
  • Pension & Profit Sharing Plans11.91%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Tucker Asset Management LLC is an independent registered investment adviser formed as an LLC and SEC-registered since 2016. The firm serves both individual/family and institutional clients and describes itself as a capital allocator that also selects outside managers. Core advisory services include financial planning, portfolio management for individuals and small businesses, and manager selection. Compensation is primarily a percentage of assets under management, with the option for hourly billing. FINTRX flags the firm as not an active ESG investor; it also lists relationships with an accountant and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, Exchange Traded Equities 21%, Cash & Cash Equivalents 2%77%
  • Public Funds/Mutual Funds77%
  • Exchange Traded Equities21%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 5
  • MARK CHIODA

    CEO & Managing DirectorCRD 5707980

  • Travis Ivanoff

    CEOCRD 6861827

  • KARLAN TUCKER

    Founder and CEOCRD 6449856

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Contacts

3 of 58
  • THOMAS SAVINO

    Investment Advisor RepresentativeCRD 2522213

  • LEONARD BODNAR

    Senior Regional LeaderCRD 6243765

  • DONNA BARNHILL

    Investment Advisor RepresentativeCRD 6389855

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 599

Active vs passive

$378M in ETFs

Passive

76%

$287M

Active

23%

$91.5M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$98.4M144,29626.01%

Location

Primary office

LITTLETON, CO

ARAPAHOE

Location

LITTLETON, CO

Headquartered in LITTLETON, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
ARAPAHOE
Address
1520 W Canal Ct
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth