Sprinkle Financial Consultants LLC

RIASEC RegisteredEst. 1995
Total AUM
$926M
Discretionary
$926M
100% of AUM
Avg account
$867K
Accounts
1,068
Employees
8
Advisory reps
3

Firm details

Headquarters
Littleton, Colorado
CRD number
112227
Registered since
January 23, 1995
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI96.4%
  • Individuals2.51%
  • Charitable Organizations1.09%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Sprinkle Financial Consultants LLC is an independent SEC-registered registered investment adviser organized as a limited liability company and owned by an individual. The firm primarily serves individuals and families and provides portfolio management for both personal and small business clients as well as for businesses or institutions. It also acts as a capital allocator and engages in the selection of other advisers when appropriate. Compensation structures include percentage-of-AUM fees as well as hourly and fixed-fee arrangements. Sprinkle does not identify as an ESG investor and is not registered as a multi-state adviser or pension consultant. An accounting affiliation is noted among its industry relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 75%, Exchange Traded Equities 18%, Cash & Cash Equivalents 6%, Private Funds 1%75%
  • Public Funds/Mutual Funds75%
  • Exchange Traded Equities18%
  • Cash & Cash Equivalents6%
  • Private Funds1%

Contacts

3 of 3
  • Scott Sprinkle

    Scott Sprinkle

    Managing MemberCRD 4405486

  • Stanley Sprinkle

    MemberCRD 4405489

  • Sean Sprinkle

    OwnerCRD 4405490

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 72

Active vs passive

$211M in ETFs

Passive

39%

$81.1M

Active

59%

$130M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP ETF (SCHX)SchwabPassiveLarge Blend$24.3M826,26211.54%

Location

Primary office

Littleton, CO

Arapahoe

Location

Littleton, CO

Headquartered in Littleton, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Arapahoe
Address
1520 W Canal Ct
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth