Wealth Teams Alliance

RIASEC RegisteredEst. 2022

Total AUM

$224M

Discretionary

$224M

100% of AUM

Avg account

$227K

Accounts

985

Employees

Advisory reps

Firm details

Headquarters: Irvine, California
CRD number: 168907
Registered since: January 3, 2022
Website: wealth-teams.com
Custodians: AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals67.62%
HNWI29.03%
Charitable Organizations3.35%
Services: Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Wealth Teams Alliance is an independent registered investment adviser organized as a corporation and registered with the SEC in 2022. It is owned by an individual and concentrates on serving individual and family clients. The firm offers a mix of financial planning and portfolio management for individuals and small businesses, and it produces written materials and educational programming (periodicals/newsletters and seminars/workshops). Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options and other fee structures. Wealth Teams Alliance does not identify as an active ESG investor. Industry affiliations reported include relationships with another investment adviser and an insurance company. The firm is not described as a capital allocator.