OPTIMIZE FINANCIAL INC.
Firm details
- Headquarters
- LAGUNA HILLS, California
- CRD number
- 315963
- Registered since
- October 14, 2021
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies90.28%
- HNWI9.26%
- Individuals0.46%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Optimize Financial Inc. is an independent, SEC-registered RIA organized as a corporation and SEC-registered in 2021. The firm is owner-operated and serves both individual/family and institutional clients. Its advisory work centers on financial planning and portfolio management for individuals, small businesses, and investment companies, with fees charged as a percentage of AUM. Optimize does not describe itself as an active ESG investor, is not a multi-state adviser, and does not operate as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds95%
- Cash & Cash Equivalents5%
Owners & executives
2 of 2Tara McClanahan
Chief Compliance OfficerCRD 7889682
CASEY WITTERS
Founder, President & CEOCRD 6240251
Contacts
2 of 2LISA NGUYEN
Executive Vice PresidentCRD 7147506
John Williams
Junior Financial AdvisorCRD 7823152
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
LAGUNA HILLS, CA
ORANGE
Location
LAGUNA HILLS, CA
Headquartered in LAGUNA HILLS, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 23212 Mill Creek Dr
- Time zone
- PT (UTC-8)
- Office locations
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