CAPITAL CS GROUP, LLC

RIASEC RegisteredEst. 2021
Total AUM
$227M
Discretionary
$215M
94% of AUM
Avg account
$383K
Accounts
593
Employees
3
Advisory reps
4

Firm details

Headquarters
IRVINE, California
CRD number
304523
Registered since
March 15, 2021
Website
www.capitalcsgroup.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Corporations / Businesses63.62%
  • Individuals18.71%
  • HNWI17.34%
  • Pension & Profit Sharing Plans0.33%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Capital Cs Group, LLC is an independent registered investment adviser formed in 2021 and organized as an LLC. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and discretionary portfolio management for individuals, small businesses and institutions. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options. Filings list pension consulting among its advisory activities. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 46%, Exchange Traded Equities 25%, Cash & Cash Equivalents 18%, Public Funds/Mutual Funds 8%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%, Private Funds 1%46%
  • US Government Bonds46%
  • Exchange Traded Equities25%
  • Cash & Cash Equivalents18%
  • Public Funds/Mutual Funds8%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1

  • JESSICA MCCONNELL

    Managing Director, Chief Compliance OfficerCRD 5072569

Contacts

3 of 3

  • TODD CARBONE

    Managing PartnerCRD 4688101

  • AMY MCGINNIS

    Financial ConsultantCRD 4055503

  • Thomas Neja

    Co-FounderCRD 7507350

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 37

Active vs passive

$21.9M in ETFs

Passive

61%

$13.3M

Active

36%

$8.6M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST SMITH UNCONSTRAINED BOND ETF (UCON)First TrustActiveNontraditional Bond$2.4M97,31110.98%
Unlock additional holdings →

Location

Primary office

IRVINE, CA

ORANGE

Location

IRVINE, CA

Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
15375 Barranca Pkwy
Time zone
PT (UTC-8)
Office locations

Similar firms

SUN GROUP WEALTH PARTNERS LLC

RIA

IRVINE, CA

AUM $224MTEAM 7REPS 3

WEALTH TEAMS ALLIANCE

RIA

IRVINE, CA

AUM $224MTEAM 27REPS 13

KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

RIA

IRVINE, CA

AUM $233MTEAM 5REPS 4

MARRICK WEALTH

RIA

IRVINE, CA

AUM $216MTEAM 3REPS 2

FILIGREE WEALTH ADVISORS, LLC

RIA

IRVINE, CA

AUM $209MTEAM 3REPS 3

ADVANCED FINANCIAL STRATEGIES INC

RIA

IRVINE, CA

AUM $252MTEAM 6REPS 4
More RIAs in IRVINE →All California RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth