Waveland Capital Partners LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
—
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
40054
Registered since
May 9, 1997

Firm profile

FINTRX

Overview

Waveland Capital Partners LLC is organized as a limited liability company and has been registered with the SEC since 1997. Ownership is recorded as a combination of a domestic entity and an individual. Regulatory and firm-level fields in the dataset classify the adviser as unclassified and do not mark it as a capital allocator. The firm is not identified as an active ESG investor, is not listed as a multi-state adviser, and is not noted as a pension consultant or related adviser. The available record does not include descriptive entries for its advisory activities, client segments, or fee arrangements.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Trisha Prince

    Trisha Prince

    Chief Compliance OfficerCRD 2941980

  • Sam Irvani

    Sam Irvani

    Chief Investment Officer & PartnerCRD 4298335

Contacts

3 of 8
  • John Issa

    PrincipalCRD 1043918

  • John Naslund

    John Naslund

    PartnerCRD 1903094

  • Jamie Harmon

    Jamie Harmon

    Senior Vice PresidentCRD 3243615

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
19800 Mac Arthur Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth