Veritas Capital Securities L.L.C.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
22
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
323755
Registered since
September 12, 2023

Firm profile

FINTRX

Overview

Veritas Capital Securities L.L.C. is organized as a limited liability company with ownership characterized as both a domestic entity and an individual. FINTRX classifies the firm as "unclassified" and flags indicate it does not operate as a capital allocator or an active ESG investor. The firm is not listed as a multistate adviser, a pension consultant, or a related adviser. Operational and advisory activities, fee structures, and client segment details are not specified in the available profile.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Nicholas Merlino

    Chief Compliance OfficerCRD 5730516

Contacts

3 of 21
  • Michael Mrozek

    Michael Mrozek

    Registered RepresentativeCRD 6115919

  • Brendan Dillon

    Brendan Dillon

    PartnerCRD 2918508

  • Charles Caffray

    Charles Caffray

    PrincipalCRD 3274918

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
9 W 57th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth