Validate Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2005
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
133371
Registered since
April 22, 2005

Firm profile

FINTRX

Overview

Validate Capital Markets, LLC is organized as a limited liability company and is listed as SEC-registered since 2005. Public records identify the owner type as a domestic entity and individual, and the firm’s classification is recorded as "unclassified." The snapshot data indicates the firm is not a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not newly formed, and does not report acting as a pension consultant or a related adviser. The firm has provided minimal public disclosure about its business activities, advisory services, client segments, fee schedules, or investment preferences. That lack of detail limits what can be said about its positioning or how it constructs portfolios.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jean Urquiola

    Chief Compliance OfficerCRD 1806619

Contacts

2 of 2
  • Steven Singer

    FinOpCRD 2360737

  • David Mack

    General Securities PrincipalCRD 2164969

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
505 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth