UOB GLOBAL EQUITY SALES LLC

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
126500
Registered since
September 26, 2003

Firm profile

FINTRX

Overview

UOB Global Equity Sales LLC is organized as a limited liability company and has been SEC-registered since 2003. Public records list the firm as "Unclassified" and identify the owner type as a combination of a domestic entity and an individual. The FINTRX snapshot indicates the firm is not a capital allocator, is not an active ESG investor, and does not report activities typical of multi-state advisers, pension consultants, or related advisers. Details on business lines, fee arrangements, client segments, and advisory activities were not provided in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • DAVID GOSS

    Managing DirectorCRD 4375267

  • PETER LANDAU

    PrincipalCRD 1326761

  • GUY COHEN

    DirectorCRD 2002649

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
592 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth