UOB GLOBAL EQUITY SALES LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 126500
- Registered since
- September 26, 2003
Firm profile
FINTRXOverview
UOB Global Equity Sales LLC is organized as a limited liability company and has been SEC-registered since 2003. Public records list the firm as "Unclassified" and identify the owner type as a combination of a domestic entity and an individual. The FINTRX snapshot indicates the firm is not a capital allocator, is not an active ESG investor, and does not report activities typical of multi-state advisers, pension consultants, or related advisers. Details on business lines, fee arrangements, client segments, and advisory activities were not provided in the source data.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 7DAVID GOSS
Managing DirectorCRD 4375267
PETER LANDAU
PrincipalCRD 1326761
GUY COHEN
DirectorCRD 2002649
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 592 5th Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
ERNST & YOUNG CAPITAL ADVISORS, LLC
Broker-DealerNew York, NY
MUFG SECURITIES AMERICAS INC.
Broker-DealerNew York, NY
PHX FINANCIAL, INC.
Broker-DealerNew York, NY
FOROS SECURITIES LLC
Broker-DealerNew York, NY
XP INVESTMENTS US, LLC
Broker-DealerNew York, NY
MOELIS & COMPANY LLC
Broker-DealerNew York, NY