UOB Global Equity Sales LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
126500
Registered since
September 26, 2003

Firm profile

FINTRX

Overview

UOB Global Equity Sales LLC is organized as a limited liability company with ownership characterized as a mix of a domestic entity and an individual. Publicly available snapshot data classifies the firm as "Unclassified" and provides very limited detail about its lines of business or advisory activities. The profile flags the firm as not operating as a capital allocator and not engaging as an active ESG investor, pension consultant, related adviser, or multi-state adviser. The combination of an unclassified designation and sparse disclosures suggests the entity functions in a narrow, non-advisory capacity or as a specialist business unit rather than a broadly marketed registered advisory firm. The firm name emphasizes equity sales, but the source data does not enumerate specific services, fee models, or client segments.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • Robert Fortino

    Robert Fortino

    Managing PartnerCRD 1905741

  • David Goss

    David Goss

    Co-Managing DirectorCRD 4375267

  • Michael Landau

    Michael Landau

    Co-Managing DirectorCRD 1098548

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
592 5th Ave
Time zone
ET (UTC-5)
Office locations

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