SWISS RE CAPITAL MARKETS CORPORATION

Broker-DealerFINRA MemberEst. 1996
Total AUM
Advisory reps
23
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
39978
Registered since
July 1, 1996

Firm profile

FINTRX

Overview

Swiss Re Capital Markets Corporation is organized as a corporation and first registered with the SEC in 1996. Public filings classify the entity as unclassified and list its owner type as domestic (entity and individual). The firm's profile does not present traditional RIA attributes: it is not identified as a capital allocator, it is not flagged as an active ESG investor, and it is not described as a multi-state adviser, pension consultant, related adviser, or newly formed adviser. The dataset does not disclose the firm's advisory activities, fee schedule, or the types of clients it serves. Those omissions, combined with the lack of reported client relationships, make it difficult to characterize the firm as a conventional wealth manager or independent RIA; the organization may instead support other corporate or capital markets functions within its broader corporate group.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • ANTHONY PELECKIS

    Chief Risk OfficerCRD 7564033

Contacts

3 of 22
  • Safa Rekkali

    CRD 7205863

  • Michael Deo

    Restructuring AnalystCRD 7800396

  • EDWARD BARTON

    DirectorCRD 5938962

Unlock 19 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1301 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth