United Advisor Group

RIASEC RegisteredEst. 2023
Total AUM
$1.4B
Discretionary
$1.3B
92% of AUM
Avg account
$216K
Accounts
6,600
Employees
69
Advisory reps
53

Firm details

Headquarters
Cincinnati, Ohio
CRD number
324205
Registered since
January 5, 2023
Website
uagria.com
Custodians
SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC., GOLDMAN SACHS CUSTODY SOLUTIONS
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI48.36%
  • Individuals47.78%
  • Corporations / Businesses2.2%
  • Pension & Profit Sharing Plans0.95%
  • Charitable Organizations0.71%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

United Advisor Group is an independent registered investment adviser organized as a limited liability company and SEC-registered in 2023. The firm serves both individuals and families as well as institutional clients and positions itself as a capital allocator—selecting external managers in addition to providing direct portfolio management. Its service mix includes financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and educational workshops. Compensation arrangements include percentage-of-AUM fees alongside hourly and fixed-fee engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 65%, Exchange Traded Equities 27%, Cash & Cash Equivalents 6%, US Government Bonds 1%, Investment Grade Corp Bonds 1%65%
  • Public Funds/Mutual Funds65%
  • Exchange Traded Equities27%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 3
  • Simon Joseph

    Simon Joseph

    Founder & CEOCRD 5602157

  • Francisco Salas

    President, CEOCRD 1343348

  • Steven Loveless

    Steven Loveless

    Chief Investment OfficerCRD 6756120

Contacts

3 of 50
  • Nathaniel Collier

    Nathaniel Collier

    Founder & Financial AdvisorCRD 7067404

  • Stephen Wynne

    Stephen Wynne

    Investment Advisor RepresentativeCRD 8302346

  • Craig Lipniskis

    Craig Lipniskis

    Investment Advisor RepresentativeCRD 4861748

Unlock 47 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 388

Active vs passive

$712M in ETFs

Passive

60%

$426M

Active

33%

$285M

ETFProviderStyleCategoryValueShares% of portfolio
STRIVE 500 ETF (STXF)Strive$18.9M391,2872.66%
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Location

Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Hamilton
Address
8170 Corporate Park Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth