UNITED ADVISOR GROUP

RIASEC RegisteredEst. 2023
Total AUM
$1.4B
Discretionary
$1.3B
92% of AUM
Avg account
$216K
Accounts
6,600
Employees
69
Advisory reps
52

Firm details

Headquarters
CINCINNATI, Ohio
CRD number
324205
Registered since
January 5, 2023
Website
uagria.com
Custodians
SEI INVESTMENTS DISTRIBUTION CO., CHARLES SCHWAB & CO., INC., GOLDMAN SACHS CUSTODY SOLUTIONS
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI48.36%
  • Individuals47.78%
  • Corporations / Businesses2.2%
  • Pension & Profit Sharing Plans0.95%
  • Charitable Organizations0.71%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

United Advisor Group is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm serves both individuals/families and institutional clients and functions as a capital allocator, employing third-party managers and external funds alongside in-house advice. Its billing mixes percentage-of-AUM fees with hourly and fixed-fee arrangements. Core advisory services include financial planning, portfolio management for individuals, small businesses and institutions, manager selection, and educational seminars. The firm lists industry relationships with accountants, insurance companies, and real estate brokers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 65%, Exchange Traded Equities 27%, Cash & Cash Equivalents 6%, US Government Bonds 1%, Investment Grade Corp Bonds 1%65%
  • Public Funds/Mutual Funds65%
  • Exchange Traded Equities27%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

3 of 3
  • SIMON JOSEPH

    Founder & CEOCRD 5602157

  • FRANCISCO SALAS

    President, CEOCRD 1343348

  • Steven Loveless

    Chief Investment OfficerCRD 6756120

Contacts

3 of 49
  • Nathaniel Collier

    Founder & Financial AdvisorCRD 7067404

  • CRAIG LIPNISKIS

    Investment Advisor RepresentativeCRD 4861748

  • Jarom Abel

    Investment Advisor RepresentativeCRD 7611383

Unlock 46 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 351

Active vs passive

$585M in ETFs

Passive

62%

$364M

Active

33%

$221M

ETFProviderStyleCategoryValueShares% of portfolio
STRIVE 500 ETF (STRV)StrivePassiveLarge Blend$15.9M379,4922.72%

Location

Primary office

CINCINNATI, OH

HAMILTON

Location

CINCINNATI, OH

Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
8170 Corporate Park Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth