Souders Financial Advisors, LLC

RIASEC Registered
Total AUM
$1.4B
Discretionary
$1.1B
78% of AUM
Avg account
$390K
Accounts
3,616
Employees
21
Advisory reps
17

Firm details

Headquarters
Cincinnati, Ohio
CRD number
296780
Registered since
May 21, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI49.47%
  • Individuals31.47%
  • Pension & Profit Sharing Plans18.47%
  • Charitable Organizations0.52%
  • Corporations / Businesses0.08%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Souders Financial Advisors, LLC is an independent, owner-operated RIA that registered with the SEC in 2018. The firm acts as a capital allocator for both individual/family and institutional clients and charges fees based on a percentage of AUM as well as fixed-fee engagements. Core advisory capabilities include financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, pension consulting services, and educational seminars and workshops. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Exchange Traded Equities 23%, Cash & Cash Equivalents 9%68%
  • Public Funds/Mutual Funds68%
  • Exchange Traded Equities23%
  • Cash & Cash Equivalents9%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 80

Active vs passive

$1.1B in ETFs

Passive

24%

$263M

Active

62%

$823M

ETFProviderStyleCategoryValueShares% of portfolio
CAPITAL GROUP CORE PLUS INCOME ETF (CGCP)Capital GroupActiveIntermediate Core Plus Bond$74.7M3,526,6776.87%

Location

Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Hamilton
Address
5968 Bridgetown Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth