SOUDERS FINANCIAL ADVISORS, LLC
Firm details
- Headquarters
- CINCINNATI, Ohio
- CRD number
- 296780
- Registered since
- May 21, 2018
- Website
- www.soudersfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI49.47%
- Individuals31.47%
- Pension & Profit Sharing Plans18.47%
- Charitable Organizations0.52%
- Corporations / Businesses0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Souders Financial Advisors, LLC is an independent, SEC-registered registered investment adviser organized as an LLC in 2018 and owned by an individual. The firm acts as a capital allocator to both individual and family clients and institutional accounts, charging a mix of percentage-of-AUM and fixed fees. Its advisory menu includes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting services, selection of other advisers, and client education through seminars and workshops. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds68%
- Exchange Traded Equities23%
- Cash & Cash Equivalents9%
Owners & executives
2 of 2Patrick Hayes
Chief Compliance OfficerCRD 6571587
MUSA ABDUL-BASSER
Chief Legal OfficerCRD 7068664
Contacts
3 of 14DAVID TREFT
Wealth AdvisorCRD 4561009
PAUL SOLOMON
Registered RepresentativeCRD 4738797
BRIAN GIESTING
Financial AdvisorCRD 4673486
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 78Active vs passive
$914M in ETFs
27%
$249M
63%
$664M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP CORE PLUS INCOME ETF (CGCP) | Capital Group | Active | Intermediate Core Plus Bond | $72.1M | 3,225,990 | 7.89% |
Location
CINCINNATI, OH
HAMILTON
Location
CINCINNATI, OH
Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- HAMILTON
- Address
- 5968 Bridgetown Rd
- Time zone
- ET (UTC-5)
- Office locations
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