HCM WEALTH ADVISORS

RIASEC RegisteredEst. 1990
Total AUM
$1.2B
Discretionary
$1.2B
100% of AUM
Avg account
$415K
Accounts
2,964
Employees
11
Advisory reps
10

Firm details

Headquarters
CINCINNATI, Ohio
CRD number
107700
Registered since
November 29, 1990
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI75.27%
  • Individuals15.27%
  • Corporations / Businesses8.08%
  • Charitable Organizations1.36%
  • Pension & Profit Sharing Plans0.02%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

HCM Wealth Advisors is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 1990. The firm serves individual and family clients using a fee model that combines a percentage of assets under management with fixed fees. HCM acts as a capital allocator: it constructs client portfolios with a core emphasis on public funds and mutual funds while also selecting third-party managers and specialty investments where appropriate. Advisory services include comprehensive financial planning, portfolio management for individuals and small businesses, manager selection, regular client communications such as newsletters, and educational seminars or workshops. HCM is not positioned as an active ESG investor. The firm was recognized on FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 77%, Exchange Traded Equities 18%, Cash & Cash Equivalents 5%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%77%
  • Public Funds/Mutual Funds77%
  • Exchange Traded Equities18%
  • Cash & Cash Equivalents5%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • MICHAEL HENGEHOLD

    Founder & CEOCRD 2377351

Contacts

3 of 9
  • GREGORY MIDDENDORF

    Wealth Advisor, PartnerCRD 6429344

  • DOUGLAS JOHNSON

    Senior Investment StrategistCRD 4730228

  • JAMES EUTSLER

    Wealth Advisor, PartnerCRD 6545987

Unlock 6 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 113

Active vs passive

$955M in ETFs

Passive

95%

$904M

Active

2%

$51.6M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US BROAD MARKET ETF (SCHB)SchwabPassiveLarge Blend$194M7,722,46520.29%

Location

Primary office

CINCINNATI, OH

HAMILTON

Location

CINCINNATI, OH

Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
6116 Harrison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth