Unicredit Capital Markets LLC

Broker-DealerFINRA MemberEst. 1978
Total AUM
Advisory reps
25
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
7789
Registered since
October 6, 1978

Firm profile

FINTRX

Overview

Unicredit Capital Markets LLC is organized as a limited liability company and is classified in the dataset as an investment bank. The firm has been SEC-registered since 1978. Ownership is listed as a mix of a domestic entity and an individual. The available record does not identify the firm as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 25
  • Wolfgang Berg

    Senior AssociateCRD 6021547

  • Kimberly Sousa

    Managing DirectorCRD 5884903

  • Alex Pryce

    Alex Pryce

    AssociateCRD 6565631

Unlock 22 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
15 O E 42nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth