Unicredit Capital Markets LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 7789
- Registered since
- October 6, 1978
- Website
- www.unicreditgroup.eu
Firm profile
FINTRXOverview
Unicredit Capital Markets LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 1978 and is indicated as having both a domestic entity and individual ownership structure. FINTRX records signal that the firm does not act as a capital allocator and is not identified as an active ESG investor. It is also not flagged as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The dataset provides no granular description of client segments, fee arrangements, or day-to-day advisory activities. Given its investment bank classification and the absence of reported advisory assets, the firm’s primary activities are more likely centered on capital markets and transactional functions rather than discretionary wealth management or portfolio allocation.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 25Wolfgang Berg
Senior AssociateCRD 6021547
Kimberly Sousa
Managing Director, Global Account Manager, Corporate BankingCRD 5884903
Alex Pryce
AssociateCRD 6565631
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 15 O E 42nd St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Arcadia Securities, LLC
Broker-DealerNew York, NY
Oaklins Dp LLC
Broker-DealerNew York, NY
Pinebridge Securities LLC
Broker-DealerNew York, NY
Seacap Securities LLC
Broker-DealerNew York, NY
Equitable Advisors, LLC
Broker-DealerNew York, NY
U.S Securities, IntL. Corp.
Broker-DealerNew York, NY