UBS Securities LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 7654
- Registered since
- May 15, 1978
- Website
- www.ubs.com
Firm profile
FINTRXOverview
UBS Securities LLC is organized as a limited liability company and is classified in the data as an investment bank. Ownership is listed as a combination of a domestic entity and an individual. The profile indicates the firm does not serve as a capital allocator and is not identified as an active ESG investor. Available snapshot fields for client base, fee structure, advisory activities, and other business activities are blank in the source data; the firm has not supplied detailed public information about its service offerings or client segmentation. The record also indicates the entity is not designated as a multi-state adviser, not a newly formed adviser, and not a pension consultant or related adviser.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 24
Mark Haefele
Chief Investment Officer, Wealth ManagementCRD 6115769
Ralph Mattone
Chief Financial OfficerCRD 1840894

Ben Prata
Finance Chief Operating OfficerCRD 2185678
Contacts
3 of 2323Kristen Liller
Executive DirectorCRD 5678152

Daniel Tenzer
Executive DirectorCRD 5691944

Dimitri Rassias
Product SpecialistCRD 5709989
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 11 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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