TWD Securities, LLC

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Petaluma, California
CRD number
143380
Registered since
August 28, 2007

Firm profile

FINTRX

Overview

TWD Securities, LLC is organized as a limited liability company and has been SEC-registered since 2007. Ownership is listed as a combination of a domestic entity and an individual. FINTRX classifies the firm as "Unclassified" and records that it is not a capital allocator, not an active ESG investor, and not a multi-state adviser. The firm is also not identified as a newly formed adviser, pension consultant, or related adviser. Public-facing detail about the firm's business model is sparse. Fields for client mix, fee structures, explicit business activities, and advisory services are blank in the source data, so there is limited visibility into the specific client segments TWD Securities targets or how it prices and delivers advice.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Cosmo Gould

    Cosmo Gould

    Chief Compliance OfficerCRD 5033874

Contacts

2 of 2
  • Elizabeth Collins

    FinOpCRD 4714831

  • James Owen

    CRD 5092598

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Petaluma, CA

Sonoma

Location

Petaluma, CA

Headquartered in Petaluma, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Sonoma
Address
1903 Cardinal Way
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth