TWD SECURITIES, LLC
Firm details
- Headquarters
- PETALUMA, California
- CRD number
- 143380
- Registered since
- August 28, 2007
Firm profile
FINTRXOverview
TWD Securities, LLC is organized as a limited liability company and is listed as an SEC-registered adviser with a registration year of 2007. Ownership is described as a combination of a domestic entity and an individual, and the firm is categorized in the data as "unclassified," indicating it does not fall cleanly into the standard FINTRX categories provided. Available records indicate TWD Securities, LLC does not function as a capital allocator and is not identified as an active ESG investor. The firm is not flagged as a multi-state adviser, a pension consultant, or a related adviser. FINTRX does not show details on the firm's advisory services, fee model, client segments, or specific business lines.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1COSMO GOULD
Chief Compliance OfficerCRD 5033874
Contacts
2 of 2ELIZABETH COLLINS
FinOpCRD 4714831
JAMES OWEN
CRD 5092598
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
PETALUMA, CA
SONOMA
Location
PETALUMA, CA
Headquartered in PETALUMA, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SONOMA
- Address
- 1903 Cardinal Way
- Time zone
- PT (UTC-8)
- Office locations
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