TWD Securities, LLC
Firm details
- Headquarters
- Petaluma, California
- CRD number
- 143380
- Registered since
- August 28, 2007
Firm profile
FINTRXOverview
TWD Securities, LLC is organized as a limited liability company and has been SEC-registered since 2007. Ownership is listed as a combination of a domestic entity and an individual. FINTRX classifies the firm as "Unclassified" and records that it is not a capital allocator, not an active ESG investor, and not a multi-state adviser. The firm is also not identified as a newly formed adviser, pension consultant, or related adviser. Public-facing detail about the firm's business model is sparse. Fields for client mix, fee structures, explicit business activities, and advisory services are blank in the source data, so there is limited visibility into the specific client segments TWD Securities targets or how it prices and delivers advice.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Cosmo Gould
Chief Compliance OfficerCRD 5033874
Contacts
2 of 2Elizabeth Collins
FinOpCRD 4714831
James Owen
CRD 5092598
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Petaluma, CA
Sonoma
Location
Petaluma, CA
Headquartered in Petaluma, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Sonoma
- Address
- 1903 Cardinal Way
- Time zone
- PT (UTC-8)
- Office locations
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