Triple P Securities, LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
45
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
323197
Registered since
June 28, 2023

Firm profile

FINTRX

Overview

Triple P Securities, LLC is a limited liability company that registered with the SEC in 2023 and is classified as an investment bank. The firm is owned by a domestic entity and/or individual interests rather than a public holding structure. According to the provided data, it does not operate as a capital allocator and is not identified as a related adviser, pension consultant, or multi-state adviser. The firm is not flagged as an active ESG investor. The record also indicates it is not categorized as a newly formed adviser despite the recent SEC registration, which suggests the entity may have an existing business that registered for SEC reporting rather than launching a traditional advisory business model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 45
  • Mark Johnson

    Mark Johnson

    Managing DirectorCRD 5155147

  • Shafali Reddy

    AssociateCRD 7272511

  • John Miller

    John Miller

    AssociateCRD 7390033

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
640 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth