TRIPLE P SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2023
Total AUM
Advisory reps
47
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
323197
Registered since
June 28, 2023

Firm profile

FINTRX

Overview

Triple P Securities, LLC is organized as a limited liability company and appears in public records as having registered with the SEC in 2023. The firm is classified in the data as an investment bank and is owned by a combination of a domestic entity and an individual. The available profile flags several negative attributes rather than active service lines: it is not identified as a capital allocator, is not listed as an active ESG investor, is not a multi-state adviser, is not a pension consultant, and is not recorded as a related adviser. The record also indicates the entity is not categorized as a newly formed adviser despite the 2023 SEC registration date. The firm has not supplied detail on its client segments, fee schedules, core business activities or specific advisory offerings. Likewise, there is no publicly provided information in the record about its affiliations or operational specialties.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 47
  • MARK JOHNSON

    Managing DirectorCRD 5155147

  • SHAFALI REDDY

    AssociateCRD 7272511

  • John Miller

    AssociateCRD 7390033

Unlock 44 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
640 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth