Trek Financial

RIASEC RegisteredEst. 2000
Total AUM
$2.8B
Discretionary
$2.8B
100% of AUM
Avg account
$262K
Accounts
10,768
Employees
55
Advisory reps
63

Firm details

Headquarters
Scottsdale, Arizona
CRD number
109376
Registered since
November 15, 2000
Website
trekfinancial.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI53.43%
  • Individuals33%
  • Pension & Profit Sharing Plans6.95%
  • Corporations / Businesses3.78%
  • Charitable Organizations2.84%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Trek Financial is an independent registered investment adviser organized as a limited liability company and first registered with the SEC in 2000. The firm acts as a capital allocator for both individual & family clients and institutional clients, offering fee arrangements that include a percentage of assets under management, hourly charges, and fixed fees. Core advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, manager selection, and educational workshops. Trek Financial identifies as an active ESG investor and was named one of CNBC’s Top 100 Financial Advisory Firms in 2025.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Exchange Traded Equities 25%, Cash & Cash Equivalents 12%, US Government Bonds 5%, Derivatives 2%, Private Funds 2%, Other 2%, Non-Exchange Traded Equities 1%50%
  • Public Funds/Mutual Funds50%
  • Exchange Traded Equities25%
  • Cash & Cash Equivalents12%
  • US Government Bonds5%
  • Derivatives2%

Owners & executives

3 of 5
  • Justin Young

    Justin Young

    Chief Executive OfficerCRD 6317792

  • Denis Wheatley

    Denis Wheatley

    President, CEOCRD 1157887

  • David Maxey

    David Maxey

    Chief Operating OfficerCRD 4927673

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Contacts

3 of 58
  • Corina Kempe

    Corina Kempe

    Investment Advisor RepresentativeCRD 3120813

  • Cynthia Medina

    Investment Advisor RepresentativeCRD 6394746

  • Michael Trent

    Michael Trent

    Financial AdvisorCRD 5563743

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 322

Active vs passive

$2.1B in ETFs

Passive

82%

$1.7B

Active

11%

$369M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK)State StreetPassiveTechnology$125M655,3846.08%
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Location

Primary office

Scottsdale, AZ

Maricopa

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
8355 E Hartford Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth