Redwood Investment Management, LLC
Firm details
- Headquarters
- Scottsdale, Arizona
- CRD number
- 153139
- Registered since
- September 13, 2013
- Website
- www.redwoodim.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies56.05%
- Other Investment Advisers40.7%
- HNWI2.4%
- Individuals0.86%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Redwood Investment Management, LLC is an SEC-registered limited liability company that has been registered as an investment adviser since 2013. The firm bills itself primarily as a discretionary portfolio manager serving high-net-worth individuals and families as well as institutional investment company clients. Its fee model is a percentage of assets under management and its advisory scope on filings centers on portfolio management for individuals/small businesses and for investment companies. The firm does not identify as an active ESG investor and is not listed as a pension consultant or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds89%
- Exchange Traded Equities9%
- Investment Grade Corp Bonds1%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
John Yung
Chief Compliance OfficerCRD 2228289
Contacts
3 of 3
Michael Cheung
Financial Advisor and Registered RepresentativeCRD 5862358
Richard Duff
Managing Partner, Portfolio ManagerCRD 3078994
Michael Messinger
Founder & Portfolio ManagerCRD 4291835
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 97Active vs passive
$644M in ETFs
86%
$555M
9%
$89.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $111M | 185,300 | 17.19% |
Location
Scottsdale, AZ
Maricopa
Location
Scottsdale, AZ
Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.
- Metro area
- Phoenix-Mesa, AZ
- Region
- West
- County
- Maricopa
- Address
- 4110 N Scottsdale Rd
- Time zone
- MT (UTC-7)
- Office locations
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