STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

Overview

Stoker Ostler, A Part of BMO Financial Group operates as a corporate bank broker-dealer that provides financial planning, portfolio management for individuals and small businesses, and educational seminars. The firm serves both individual and family clients as well as institutional investors and has been SEC-registered since 1997. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed fees. The firm maintains a broad set of industry roles and registrations that point to diverse product access and operational capabilities: broker-dealer activity, investment advisory functions, security-based swap registration, commodities/futures registrations (CPO/CTA, futures commission merchant), banking and trust affiliations, insurance company involvement, pension consulting, real estate broker activity, and roles as sponsor/GP/managing member of pooled investment vehicles. Stoker Ostler was recognized by FA Magazine as a Top RIA Firm in 2020.

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