Transamerica Investors Securities, LLC

Broker-DealerFINRA MemberEst. 1993
Total AUM
Advisory reps
619
Avg account
$0

Firm details

Headquarters
Harrison, New York
CRD number
32205
Registered since
May 18, 1993

Firm profile

FINTRX

Overview

Transamerica Investors Securities, LLC is organized as a limited liability company and has been SEC-registered since 1993. The regulatory snapshot classifies the firm as unclassified and lists its owner type as a domestic entity and individual. The firm is identified as not serving as a capital allocator, not operating as a multi-state adviser, not positioned as a pension consultant, and not marked as a related adviser or newly formed. The snapshot provides limited disclosure about the firm’s specific advisory or business activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 619
  • Kathleen Papp

    Consolidation SpecialistCRD 6247903

  • Kelly Davis

    Kelly Davis

    ​Retirement Plan SpecialistCRD 2669126

  • Stephen Moglia

    Registered RepresentativeCRD 8215442

Unlock 616 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Harrison, NY

Westchester

Location

Harrison, NY

Headquartered in Harrison, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Westchester
Address
440 Mamaroneck Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth