Timecapital Investor Advisory Services Inc

RIASEC Registered
Total AUM
$262M
Discretionary
$142M
54% of AUM
Avg account
$530K
Accounts
494
Employees
2
Advisory reps
4

Firm details

Headquarters
Port Jefferson Station, New York
CRD number
105672
Registered since
July 29, 1976
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI82.37%
  • Individuals17.37%
  • Pension & Profit Sharing Plans0.26%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Timecapital Investor Advisory Services Inc. is an independent registered investment adviser that has been SEC-registered since 1976. The firm operates as a corporation with individual ownership and manages client relationships on a percentage-of-AUM fee basis. Its client mix includes individuals and families as well as business and institutional accounts, and its stated advisory services focus on portfolio management for individuals/small businesses and for businesses or institutions. The firm lists a broker-dealer affiliation among its industry ties and does not identify itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Private Funds 40%, Cash & Cash Equivalents 11%49%
  • Exchange Traded Equities49%
  • Private Funds40%
  • Cash & Cash Equivalents11%

Contacts

3 of 4
  • Alex Rohman

    Alex Rohman

    Founding PartnerCRD 2272815

  • Joseph Stein

    n/aCRD 2370641

  • Kerry Rothemich

    Senior AccountantCRD 6990909

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Port Jefferson Station, NY

Suffolk

Location

Port Jefferson Station, NY

Headquartered in Port Jefferson Station, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
1 Roosevelt Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth