SPRUCE POINT CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2019
Total AUM
$262M
Discretionary
$262M
100% of AUM
Avg account
$131M
Accounts
2
Employees
3
Advisory reps
2

Firm details

Headquarters
RIVERHEAD, New York
CRD number
288248
Registered since
April 12, 2019
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Spruce Point Capital Management, LLC is a privately held hedge fund organized as an LLC and first registered with the SEC in 2019. The firm serves institutional investors and operates primarily as an investment manager for pooled vehicles, charging a combination of asset-based fees, performance fees and other fee arrangements. It does not identify as an ESG-focused investor and is not structured as a multi-state adviser or pension consultant. Spruce Point also functions in sponsor and manager roles for pooled products, acting as a CPO/CTA or as a general partner/managing member of its funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Oliver Daniel

    Chief Compliance OfficerCRD 7235252

  • BENJAMIN AXLER

    Founder & CIOCRD 4488502

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 23

Active vs passive

$93.1M in ETFs

Passive

100%

$93.1M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANECK AGRIBUSINESS ETF (MOO)VanEckPassiveNatural Resources$13.4M158,02014.34%

Location

Primary office

RIVERHEAD, NY

SUFFOLK

Location

RIVERHEAD, NY

Headquartered in RIVERHEAD, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SUFFOLK
Address
30 W Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth