5c Advisor

RIASEC RegisteredEst. 2024
Total AUM
$262M
Discretionary
$262M
100% of AUM
Avg account
$262M
Accounts
1
Employees
29
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
330565
Registered since
April 12, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

5c Advisor is organized as a limited liability company and is registered with the SEC as of 2024. The firm is classified as an institutional registered investment adviser that serves institutional clients and focuses on portfolio management for pooled investment vehicles. Ownership is listed as a mix of a domestic entity and an individual. The firm charges fees based on a percentage of assets under management and can levy performance-based fees. 5c Advisor identifies as an active ESG investor. It does not position itself as a capital allocator and is not registered as a multistate adviser; it also does not describe itself as a pension consultant or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Paul Deitch

    Chief Operating OfficerCRD 7071675

  • Jason Roos

    Chief Financial OfficerCRD 5387516

  • Susan Terenzio

    Chief Compliance OfficerCRD 5653809

Contacts

3 of 3
  • Gregory Shalette

    General CounselCRD 7969403

  • Michael Koester

    Co-Founder & Co-Managing PartnerCRD 2613823

  • Thomas Connolly

    Thomas Connolly

    Managing DirectorCRD 2250826

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
330 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth