Empery Asset Management, LP

RIASEC RegisteredEst. 2021
Total AUM
$262M
Discretionary
$262M
100% of AUM
Avg account
$43.7M
Accounts
6
Employees
6
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
148180
Registered since
July 28, 2021
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Empery Asset Management, LP is a hedge fund organized as a limited partnership and registered with the SEC in 2021. The firm positions itself as an institutional manager that provides portfolio management for pooled investment vehicles and functions as sponsor, general partner, and managing member of those vehicles. Its fee model mixes percentage-of-AUM, fixed fees, and performance-based fees. Empery does not identify as an active ESG investor and is not described as a multi-state adviser or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Ryan Lane

    Ryan Lane

    Chief Operating OfficerCRD 4560024

Contacts

1 of 1
  • Brett Director

    Brett Director

    General CounselCRD 7353236

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Rockefeller Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth