Three Ocean Securities LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
166387
Registered since
September 24, 2013

Firm profile

FINTRX

Overview

Three Ocean Securities LLC is organized as a limited liability company and is classified as an investment bank. The firm was SEC-registered in 2013 and is owned by a combination of a domestic entity and an individual. The public record identifies the firm more as a non-asset-management intermediary than as a traditional investment manager: it is not designated as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser or pension consultant. No business or advisory activities are listed in the available data.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Michael Schaps

    CFOCRD 1892138

Contacts

3 of 4
  • Jenise Chung

    Jenise Chung

    Senior AnalystCRD 7740768

  • Slobodan Savic

    Slobodan Savic

    Managing DirectorCRD 6370675

  • David Knowlton

    David Knowlton

    Managing PartnerCRD 2316310

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
551 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth